-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mur4kHTpwEgcbqElxwn3jXs5jWn8weUBwd/qlk6ySLzeZM8tzbEQktS/idQM+YkA nubgASxL0zcT0cFz6O1dKg== 0000732717-02-000036.txt : 20020802 0000732717-02-000036.hdr.sgml : 20020802 20020802092227 ACCESSION NUMBER: 0000732717-02-000036 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020802 GROUP MEMBERS: AMERITECH CORPORATION GROUP MEMBERS: AMERITECH DENMARK FUNDING CORPORATION GROUP MEMBERS: AMERITECH DENMARK HOLDINGS, L.L.C. GROUP MEMBERS: AMERITECH INTERNATIONAL DENMARK CORPORATION GROUP MEMBERS: AMERITECH INTERNATIONAL, INC. GROUP MEMBERS: AMERITECH LUXEMBOURG S.A.R.L. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HUNGARIAN TELEPHONE & CABLE CORP CENTRAL INDEX KEY: 0000889949 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 133652685 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48118 FILM NUMBER: 02717844 BUSINESS ADDRESS: STREET 1: 32 CENTER STREET CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 203-656-3882 MAIL ADDRESS: STREET 1: 32 CENTER STREET CITY: DARIEN STATE: CT ZIP: 06820 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SBC COMMUNICATIONS INC CENTRAL INDEX KEY: 0000732717 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 431301883 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 175 E HOUSTON STREET 2: ROOM 9-4 CITY: SAN ANTONIO STATE: TX ZIP: 78205 BUSINESS PHONE: 2108214105 MAIL ADDRESS: STREET 1: 175 E HOUSTON STREET 2: ROOM 9-R-6 CITY: SAN ANTONIO STATE: TX ZIP: 78205 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWESTERN BELL CORP DATE OF NAME CHANGE: 19920703 SC 13D/A 1 hungarytel13damd6.txt SCHEDULE 13 D/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2) Hungarian Telephone & Cable Corporation ---------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share ---------------------------------------------------------------------- (Title of Class of Securities) 4455421030 ---------------------------------------------------------------------- (Cusip Number) Wayne Wirtz, Esq. SBC Communications Inc. 175 East Houston San Antonio, TX 78205 (210) 351-3736 ---------------------------------------------------------------------- (Name and Address, and Telephone Number of Person Authorized to Receive Notices and Communications) July 31, 2002 ---------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. (continued on following pages) (Page 1 of 12 Pages) - -------------------------------------------------------------------------------- CUSIP NO. 4455421030 13D/A Page 2 of 12 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON SBC COMMUNICATIONS INC. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 43-1301883 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES -------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 3,865,302 OWNED BY -------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 0 REPORTING -------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER 3,865,302 WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,865,302 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 31.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON HC - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 4455421030 13D/A Page 3 of 12 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON AMERITECH CORPORATION S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 36-3251481 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES ------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER 3,865,302 OWNED BY ------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER 0 REPORTING ------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER 3,865,302 WITH ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,865,302 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 31.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 4455421030 13D/A Page 4 of 12 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON AMERITECH INTERNATIONAL, INC. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 36-3707086 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 3,865,302 OWNED BY EACH 9 SOLE DISPOSITIVE POWER 0 REPORTING PERSON 10 SHARED DISPOSITIVE POWER 3,865,302 WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,865,302 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 31.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 4455421030 13D/A Page 5 of 12 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Ameritech International Denmark Corporation S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 36-4202222 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES BENEFICIALLY 8 SHARED VOTING POWER 3,865,302 OWNED BY EACH 9 SOLE DISPOSITIVE POWER 0 REPORTING PERSON 10 SHARED DISPOSITIVE POWER 3,865,302 WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,865,302 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 31.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 4455421030 13D/A Page 6 of 12 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Ameritech Denmark Funding Corporation S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 36-4221487 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES ------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER 3,865,302 OWNED BY ------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER 0 REPORTING ------------------------------------------------------ PERSON 10 SHARED DISPOSITIVE POWER 3,865,302 WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,865,302 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 31.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 4455421030 13D/A Page 7 of 12 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Ameritech Denmark Holdings, L.L.C. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES ------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER 3,865,302 OWNED BY ------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER 0 REPORTING ------------------------------------------------------ PERSON 10 SHARED DISPOSITIVE POWER 3,865,302 WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,865,302 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 31.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP NO. 4455421030 13D/A Page 8 of 12 Pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON Ameritech Luxembourg S.a.r.l. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 36-3707086 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROU (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Luxembourg - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 0 SHARES ------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER 3,865,302 OWNED BY ------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER 0 REPORTING ------------------------------------------------------ PERSON 10 SHARED DISPOSITIVE POWER 3,865,302 WITH - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,865,302 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 31.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -------------------------------------------------------------------------------- Page 9 of 12 Pages AMENDMENT NO. 2 TO SCHEDULE 13D RELATING TO COMMON STOCK OF HUNGARIAN TELEPHONE & CABLE CORPORATION This statement on Schedule 13D filed on February 3, 2000 (the "Original 13D"), as amended by Amendment No. 1 to Schedule 13D filed on February 4, 2000, by SBC Communications Inc. ("SBC") is hereby further amended to report the acquisition of additional common stock of Hungarian Telephone & Cable Corporation (the "Company"). Item 1. Security and Issuer This statement relates to the common stock, par value $.001 (the "Shares"), of the Company, a company organized under the laws of the State of Delaware. The Shares trade on the American Stock Exchange under the symbol "HTC". The principal executive office of the Company is 32 Center Street, Darien, CT 06820. Item 3. Source and Amount of Funds or Other Consideration TDC A/S, formerly known as Tele Danmark A/S, ("TDC") originally purchased 420,908 Shares of the Company pursuant to a stock purchase agreement dated as of July 1, 1997, between the Company and TDC (the "Share Agreement"). TDC paid the Purchase Price by exchanging shares it held in two Hungarian companies. On October 7, 1997, TDC purchased an additional 548,250 Shares in exchange for shares it held in two Hungarian companies. On May 12, 1999, TDC purchased an additional 1,571,429 Shares for $11,000,000 pursuant to a stock purchase agreement (the "1999 Purchase Agreement"). On July 31, 2002, TDC acquired an additional 1,285,714 Shares for $11,979,000 pursuant to a stock purchase agreement dated July 31, 2002 (the "Stock Purchase Agreement") between TDC, as buyer, and the Danish Investment Fund for Central and Eastern Europe, as seller. Item 7. Material to be Filed as Exhibits Exhibit I Directors and Executive Officers of SBC Communications Inc. Page 10 of 12 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. SBC COMMUNICATIONS INC. Dated: July 31, 2002 By: /s/ James S. Kahan James S. Kahan Senior Executive Vice President - Corporate Development and on behalf of: Ameritech Corporation Ameritech International, Inc. Ameritech International Denmark Corporation Ameritech Denmark Funding Corporation Ameritech Denmark Holdings, L.L.C. Ameritech Luxembourg S.a.r.l. EX-99 3 exhibit1hug.txt EXHIBIT 99 Exhibit I Page 11 of 12 Pages - -------------------------------------------------------------------------------- Directors and Executive Officers of SBC Communications Inc. ----------------------------------------------------------- Directors Our directors and their principal occupations as of the date hereof are set forth in the following table. Name Present Principal Occupation or Employment Edward E. Whitacre, Jr. Chairman of the Board and Chief Executive Officer Gilbert F. Amelio Director (Chairman and Chief Executive Officer, Beneventure Capital; Senior Partner, Sienna Ventures) Clarence C. Barksdale Director (Member, Board of Trustees, Washington University) James E. Barnes Director (Chairman of the Board, President and Chief Executive Officer, MAPCO Inc., Retired) August A. Busch III Director (Chairman of the Board, Anheuser- Busch Companies, Inc.) William P. Clark Director (Senior Counsel, Clark, Cali and Negranti, Attorneys at Law) Martin K. Eby, Jr. Director (Chairman of the Board and Chief Executive Officer, The Eby Corporation) Herman E. Gallegos Director (Independent Management Consultant) Jess T. Hay Director (Chairman, HCB Enterprises Inc; Chairman of the Texas Foundation for Higher Education) James A. Henderson Director (Retired Chairman and Chief Executive Officer, Cummins Inc.) Bobby R. Inman Director (Admiral, United States Navy, Retired) Charles F. Knight Director (Chairman of the Board, Emerson Electric Co.) Lynn M. Martin Director (Chair of the Council for the Advancement of Women; Advisor to the Firm, Deloitte & Touche LLP; Professor, J.L. Kellogg Graduate School of Management, Northwestern University) John B. McCoy Director (Retired Chairman and Chief Executive Officer, BANK ONE CORPORATION) Mary S. Metz Director (President, S.H. Cowell Foundation) Toni Rembe Director (Partner, Pillsbury Winthrop LLP) S. Donley Ritchey Director (Managing Partner, Alpine Partners) Joyce M. Roche Director (President and Chief Executive Officer, Girls Incorporated) Carlos Slim Helu Director (Chairman of the Board, Carso Global Telecom, S.A. de C.V.; Chairman of the Board, Telefonos de Mexico, S.A. de C.V.; Chairman of the Board, America Movil, S.A. de C.V.) Laura D'Andrea Tyson Director (Dean, London Business School, London, England) Patricia P. Upton Director (President and Chief Executive Officer, Aromatique, Inc.) Page 12 of 12 Pages Exhibit I Officers In addition to the directors named above, the following persons, all of whom are full-time employees of SBC, hold the offices indicated in the following table as of July 31, 2002. Name Position Edward E. Whitacre, Jr. Chairman of the Board and Chief Executive Officer Stanley T. Sigman Group President and Chief Operating Officer James W. Callaway Group President John H. Atterbury III Group President - Strategic Processes William M. Daley President Randall L. Stephenson Senior Executive Vice President and Chief Financial Officer James D. Ellis Senior Executive Vice President and General Counsel Karen E. Jennings Senior Executive Vice President -- Human Resources James S. Kahan Senior Executive Vice President -- Corporate Development Rayford Wilkins, Jr. Group President The business address of our directors and officers is 175 E. Houston, San Antonio, Texas 78205-2233, U.S.A -----END PRIVACY-ENHANCED MESSAGE-----